CRD# 3235981

INVESTIGATED by Peiffer RoscaClick here for details

Current status: Not Licensed
Disclosure eventsyes (see report below for more details)
Employment history:
07/1999 – 12/2005 TFS Securities, Inc CRD# 20626

Brokercheck report available here:

Joseph C. Spak Investigated 

 

 

Source: FINRA, www.finra.org . Check latest employment history here.