CRD# 4919653

INVESTIGATED by Peiffer Rosca. Click here for details

Current status: Not Licensed
Disclosure eventsyes (see report below for more details)
Employment history:
09/2009 – 11/2013 Piper Jaffray & Co. CRD# 665
01/2008 – 04/2008 Oppenheimer & Co. Inc. CRD# 249
10/2005 – 01/2008 CIBC World Markets Corp. CRD# 630

Brokercheck report available here:

Source: FINRA, www.finra.org . Check latest employment history here.