CRD# 4926912

INVESTIGATED by Peiffer Rosca. Click here for details

Current status: Not Licensed
Disclosure eventsyes (see report below for more details)
Employment history:
12/2013 – 08/2014 Wells Fargo Advisors, LLC CRD# 19616
06/2009 – 04/2013 Center Street Securities, Inc CRD# 26898
10/2007 – 10/2008 UBS Financial Services, Inc CRD# 8174
10/2006 – 06/2007 SII Investments, Inc CRD# 2225

Brokercheck report available here:

 

 

 

 

Source: FINRA, www.finra.org . Check latest employment history here.