CRD#5165930

INVESTIGATED by Peiffer Rosca. Click here for details

 

Current status: Barred from the industry

Disclosure events: yes (see report below for more details)

Employment history:

03/2007 – 10/2011 NSM Securities, Inc CRD# 134357

08/2006 – 04/2007 Aura Financial Services, Inc CRD# 42822

 

Brokercheck report available here:

Shondeep Balchandani CRD

 

Source: FINRA, www.finra.org . Check latest employment history here.