CRD# 1190229

INVESTIGATED by Peiffer Rosca. Click here for details

Current status: Not Licensed
Disclosure eventsyes (see report below for more details)
Employment history:
06/2009 – 11/2012 Morgan Stanley, LLC CRD# 149777
04/2007 – 06/2009 Morgan Stanley & Co. Incorporated CRD# 8209
09/2003 – 04/2007 Morgan Stanley DW, Inc CRD# 7556

Brokercheck report available here:

Susan Lynn Springsteen Investigated

 

 

 

Source: FINRA, www.finra.org . Check latest employment history here.