CRD# 3125448

INVESTIGATED by Peiffer Rosca. Click here for details

Current status: Not Licensed
Disclosure eventsyes (see report below for more details)
Employment history:
03/2011 – 09/2012 NYLife Securities, LLC CRD# 5167
08/2007 – 10/2010 Pruco Securities, LLC CRD# 5685
04/2002 – 09/2007 World Group Securities, Inc CRD# 114473

Brokercheck report available here:

Tony Huang Investigated 

 

 

Source: FINRA, www.finra.org . Check latest employment history here.