CRD# 2302453

INVESTIGATED by Peiffer Rosca. Click here for details

Current status: Not Licensed
Disclosure eventsyes (see report below for more details)
Employment history:
06/2009 – 07/2013 Morgan Stanley CRD# 149777
09/2008 – 06/2009 Morgan Stanley & Co., Incorporated CRD# 8209
03/2003 – 09/2008 Merrill Lynch, Pierce, Fenner & Smith, Incorporated CRD# 7691

Brokercheck report available here:

Travis S. Shannon Investigated 

 

 

Source: FINRA, www.finra.org . Check latest employment history here.