PIABA has been selected, out of several organizations, to testify on Aug. 11 on the fiduciary duty DOL rules

PIABA has been selected, out of several organizations, to testify on Aug. 11 on the fiduciary duty DOL rules.  Joe Peiffer, PIABA’s president and managing partner of the Peiffer Rosca Wolf law firm, will testify in support of extending the fiduciary duty standard to stockbrokers who recommend securities to their customers.

Alan Rosca (1144 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


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