PIABA Report Cites ‘Huge Disconnect’ Between Firms’ Ads, Arbitration Arguments

The Public Investors Arbitration Bar Association March 25 called for action to prevent brokerdealer firms from misleading investors about their role as fiduciaries—a role they deny in nonpublic arbitration proceedings. Read full article on PIABA’s report

phil korosec (1252 Posts)

In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.