Craig L. Josephberg—Defrauding Company Investors, Pump-and-Dump Scheme

Craig L. Josephberg Allegedly Pocketed Millions in a Purported Pump-and- Dump Scheme Craig L. Josephberg, of New York City, allegedly took in millions from investors while running an intricate pump-and-dump scheme involving shares of a medical education company, CodeSmart, and two other microcap stocks, according to recent SEC Documents currently under review by attorneys Joe… Read more »

Caledonian Bank Alleged Pump-and-Dump Investigation

New Orleans investment fraud attorney

Caledonian Bank and Caledonian Securities Sued by SEC for Alleged Penny Stock Pump-and-Dump Securities Law Violations Caledonian Bank and Caledonian Securities, along with Verdmont Capital S.A., were sued by the U.S. Securities and Exchange Commission (SEC) for alleged securities law violations, and reached an agreement to reduce its U.S. assets that are subject to a… Read more »

Convicted Felon Ronald Blackburn Hand Selected Treaty Energy Dream Team: Andrew V. Reid, Bruce A. Gwyn, Michael A. Mulshine, Lee C. Schlesinger, Samuel E. Whitley; Treat Energy Allegedly Artificially Inflated Own Stock Price, Engaged in Fraudulent Trading Scheme

investment fraud attorneys

The Peiffer Rosca Wolf investment fraud attorneys are currently investigating convicted felon Ronald Blackburn, and his involvement with Treat Energy Corporation. Between 2009 and 2013, Blackburn and his hand-selected team of associates (Andrew V. Reid, Bruce A. Gwyn, Michael A. Mulshine, Lee C. Schlesinger, Samuel E. Whitley) allegedly collaborated to manipulate trading in the stock… Read more »

Anthony Thompson, Jay Fung, and Eric Van Nguyen Charged with Allegedly Inflating Pump-and-Dump Scams

New Orleans investment fraud attorney

The Securities and Exchange Commission today charged three penny stock cheerleaders with conducting pump-and-dump schemes involving stocks they were lauding in their purportedly independent newsletters, according to SEC documents. The SEC alleges that Anthony Thompson, Jay Fung, and Eric Van Nguyen worked in a disciplined and organized manner in order to seize control of large… Read more »

Marc E. Wexler Accused of Orchestrating Massive Pump and Dump Scheme

Cleveland stockbroker fraud lawyer

Marc E. Wexler, President of OmniView Capital Advisors LLC, is accused of committing securities fraud relating to a series of pump and dump schemes, according to a complaint filed by the Securities and Exchange Commission. The Peiffer Rosca securities practice attorneys Alan Rosca and Joe Peiffer are currently investigating the matter. Wexler and Abraxas J…. Read more »

Ira Shapiro Charged with Securities Fraud Relating to CodeSmart Pump and Dump Scheme

Investment fraud lawyers

Ira Shapiro, the CEO of CodeSmart Holdings, Inc., committed securities fraud as a result of his participation in a pump and dump scheme relating to CodeSmart stock, according to a complaint filed by the SEC. The Peiffer Rosca securities practice attorneys Alan Rosca and Joe Peiffer are currently investigating the matter. Shapiro participated in the… Read more »

CodeSmart Pump and Dump Scheme Masterminds Charged with Securities Fraud

Ponzi scheme attorneys

Abraxas J. Discala, CEO of OmniView Capital Advisors LLC, and Marc E. Wexler, President of OmniView, conspired with Matthew A. Bell, formerly associated with Securities America, Inc., and Craig L. Josephberg, currently associated with Meyers Associates, L.P., to inflate the price of the stock of CodeSmart Holdings, Inc., according to the complaint filed by the… Read more »

OmniView Capital Advisors’ CEO and President Both Charged with Securities Fraud Relating to CodeSmart Pump and Dump Scheme

Cleveland stockbroker fraud lawyer

Abraxas J. Discala, CEO of OmniView Capital Advisors LLC, and Marc E. Wexler, President of OmniView committed securities fraud as a result of their participation in a pump and dump scheme relating to CodeSmart stock, according to a complaint filed by the Securities and Exchange Commission (“SEC”). The Peiffer Rosca securities practice attorneys Alan Rosca… Read more »

Craig Josephberg Accused of Securities Fraud Relating to Massive Pump and Dump Scheme

New Orleans investment fraud attorney

Craig L. Josephberg, associated with Meyers Assocaites, L.P. and formerly associated with Halcyon Cabot Partners, Ltd., is accused of committing securities fraud relating to a series of pump and dump schemes, according to a complaint filed by the Securities and Exchange Commission. The Peiffer Rosca securities practice attorneys Alan Rosca and Joe Peiffer are currently… Read more »

Abraxas J. Discala Accused of Orchestrating Massive Pump and Dump Scheme

Rochester stockbroker fraud attorney

Abraxas J. Discala, CEO of OmniView Capital Advisors LLC, is accused of committing securities fraud relating to a series of pump and dump schemes, according to a complaint filed by the Securities and Exchange Commission. The Peiffer Rosca securities practice attorneys Alan Rosca and Joe Peiffer are currently investigating the matter. Discala and Marc E…. Read more »