CRD# 3120696

INVESTIGATED by Peiffer Rosca. Click here for details

Current status: Not Licensed
Disclosure eventsyes (see report below for more details)
Employment history:
08/2010 – 08/2014 Dynasty Capital Partners, Inc. CRD# 122806
05/2009 – 08/2010 First Midwest Securities, Inc CRD# 21786
12/2008 – 05/2009 Paulson Investment Company, Inc CRD# 5670
06/2007 – 01/2009 J.P. Turner & Co, LLC CRD# 43177
11/2005 – 07/2007 Bathgate Capital Partners, LLC CRD# 38923

Brokercheck report available here:

 

 

 

Source: FINRA, www.finra.org . Check latest employment history here.

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