Robert Christian Acri Barred From Securities Industry After Failing to Substantially Comply with FINRA Investigation
Robert Christian Acri is barred from the securities industry in connection with claims that he failed to substantially comply with an investigation conducted by the Financial Industry Regulatory Authority (FINRA).
Acri was under investigation by FINRA in connection with his alleged involvement in the sale of alternative investments, including promissory notes, that had defaulted. Acri failed to substantially comply with all aspects of FINRA’s requests for information and documents that were material to FINRA’s investigation, according to FINRA.
Acri consented to his barring from the securities industry by FINRA without denying or admitting FINRA’s factual findings.
The Peiffer Wolf securities attorneys often represent investors who lose money as a result of Ponzi schemes, investment fraud, or stockbroker misconduct. They are currently investigating the possibility of assisting victims with the recovery of their losses. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they may have lost money as a result of investment fraud or broker misconduct may contact the securities lawyers at Peiffer Wolf, Joe Peiffer, Jason Kane, or Jason Kane for a free, no-obligation evaluation of their recovery options, at 585-310-5140.
Broker: Robert Christian Acri
Status: INVESTIGATED by Peiffer Wolf.
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