Sean Hawkins– Alleged Sales of Unregistered Promissory Notes

Ponzi scheme recovery attorneysSean Hawkins Allegedly Made Sales of Unregistered Promissory Notes; Hawkins Allegedly Sold over $12.5 Million in Securities to 130 Investors

Sean Hawkins, of Colorado Springs-based ASI Capital, allegedly sold more than $12.5 million in securities to 130 investors, between 2012 and 2014, according to Documents from the Colorado Division of Securities currently under review by attorneys Alan Rosca and James Booker.

Peiffer Rosca Wolf securities practice lawyers are investigating investment recovery options on behalf of investors in issues related to Sean Hawkins’ alleged sales of unregistered promissory notes.

Investors who believe they may have lost money in activity related to Sean Hawkins’ alleged sales of unregistered promissory notes are encouraged to contact attorneys Alan Rosca or James Booker with any useful information or for a free, no obligation discussion about their options.

The aforementioned notes were allegedly not properly registered and were sold via an unlicensed broker-dealer, Accelerated Wealth, which also employed unlicensed sales agents, according to the Colorado Division of Securities.

Sean Hawkins Allegedly Ordered by the Colorado Division of Securities to Pay $300,000

Sean Hawkins allegedly agreed to a settlement with the Colorado Division of Securities to stop selling unregistered promissory notes and to also pay the agency $300,000, according to the aforementioned Documents currently under review by attorneys Alan Rosca and James Booker.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged investment fraud and are currently investigating Sean Hawkins’ alleged sales of unregistered promissory notes. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Sean Hawkins’ alleged sales of unregistered promissory notes may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520 or via e-mail at arosca@prwlegal.com or jbooker@prwlegal.com.

 

Alan Rosca (1225 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.