AEI Fined $250,000 After Alleged Omissions Made In Fisker Automotive Offering

Investment fraud lawyers

Advanced Equities, Inc. (“AEI”) was fined and censured by the Financial Industry Regulatory Authority (“FINRA”) after allegedly failing to identify material information and correct omissions of material facts made by an issuer in connection with a private placement offering. Alan Rosca and Joe Peiffer, securities practice attorneys at the Peiffer Rosca law firm, are investigating… Read more »