Aegis Capital Corp—Unregistered Sales of Penny Stocks

Aegis Capital Corp Allegedly Engaged in Sales of Unregistered Penny Stocks and Anti-Money Laundering Violations Aegis Capital Corp allegedly engaged in the sale of unregistered penny stocks, including China Crescent Enterprises, Inc. (CCTR), TAO Minerals Ltd. (TAON), New Market Technology, Inc. (NWMT), AlterNet Systems, Inc. (ALYI), and Numobile, Inc. (NUBL), according to a FINRA news release   presently… Read more »