Aegis Capital Accused of Facilitating Alleged $24.5 Million Pump-and-Dump Schemes

Rochester stockbroker fraud attorney

FINRA accused independent broker-dealer Aegis Capital, of New York City, of failing to supervise its anti-money laundering requirements, and orchestrating an alleged unregistered penny stock scheme which raked in $1.1 million in commissions for the firm. Aegis Capital Liquidated Almost 3.9 Billion Shares of Five Penny Stocks Between April 2009 and June 2011 Aegis Capital… Read more »