Harlan Kleiman Fined and Suspended from Securities Industry in Connection with Sale of Amazon 13-30 Interests

Rochester stockbroker fraud attorney

Harlan Kleiman, formerly associated with Shoreline Pacific LLC, was sanctioned by the Financial Industry Regulatory Authority (“FINRA”) relating to allegations that Kleiman failed in his supervisory duties. The Peiffer Rosca securities practice attorneys Alan Rosca and Joe Peiffer are investigating the matter. Shoreline Agrees to Place Amazon Exploration Securities Shoreline executed an engagement agreement with… Read more »