Ane S. Plate Discharged from Wells Fargo for Allegedly Transferring Funds from Client’s Account Without Authorization

Rochester stockbroker fraud attorney

Ane S. Plate, previously registered by Wells Fargo Advisors Financial Network, LLC in Orlando, Florida, executed 15 unauthorized trades in one of her customer’s account in the amount of $176,080, a FINRA Department of Enforcement investigation revealed. FINRA further alleges that Plate did not have her customer prior consent or authorization when she executed the… Read more »