Securities Regulators Ban Ann Ferrao After She Allegedly Misappropriated Funds

Ann Maria Ferrao, formerly registered with HSBC Securities, Inc., was barred from the securities industry by the Financial Industry Regulatory Authority (“FINRA”) in connection with allegations she misappropriated funds from clients’ bank accounts. The Peiffer Rosca securities practice attorneys Joe Peiffer and Alan Rosca are investigating the matter. Ferrao was under investigation by FINRA for… Read more »