Aon D. Miller Invested In and Sold Outside Securities Prohibited by His Member Firm, Allegedly

New York investor rights attorneys

Aon D. Miller, formerly of Chattanooga, Tennessee’s Benjamin F. Edwards & Company (BFE) branch, participated in five private securities transactions with three different entities, an Amended Complaint from FINRA’s Department of Enforcement alleges. From these transactions, which transpired from November 2011 through September 2012, four of Miller’s customers invested a total of $1,550,000, FINRA alleges…. Read more »