Arhonda Guinn Investigated by Peiffer Rosca Securities Attorneys After Allegations of Unauthorized Transfers

Arhonda T’Lene Guinn was discharged from Stifel Nicolaus & Company, Inc. after it was alleged that Guinn transferred money without authorization from a client account to a third party for Guinn’s benefit. The Peiffer Rosca securities practice attorneys Alan Rosca and Joe Peiffer are investigating the matter. Generally, broker-dealers have a duty to supervise the… Read more »