B.C. Ziegler and Company Fined and Censured Relating to Sales of Church Bonds

Rochester stockbroker fraud attorney

B.C. Ziegler and Company, a full service brokerage firm headquartered in Chicago, Illinois, was sanctioned by the Financial Industry Regulatory Authority (“FINRA”) relating to allegations that it failed to implement a supervisory system related to the sale of Church Bonds and that it used Church Bond sales material that was not fair and balanced. B.C…. Read more »