Malcolm Jamal Babin— Conversion of Non-Customer Funds, Undisclosed Outside Business Activity

Malcolm Jamal Babin Allegedly Converted Non-Firm Customer Funds and Took Part in Undisclosed Outside Business Activities While at PFS Investments Malcolm Jamal Babin allegedly converted non-firm customer funds and engaged in undisclosed outside business activities while he was registered with PFS Investments, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC). Malcolm… Read more »