Barkley J. Lundy Jr. Barred for Allegedly Commingling Funds into Personal Bank Account and Falsifying Tax Forms

California stockbroker fraud attorney

From approximately January 2011 through March 2014, Barkley J. Lundy Jr., formerly of PFS Investments Inc., received funds from at least 20 Firm customers and then deposited said funds into his personal bank, a FINRA Letter of Acceptance, Waiver and Consent (AWC) alleges. Lundy transferred the funds into his personal bank accounts without prior consent… Read more »