Behrooz Sarafraz Accused of Acting as an Unregistered Broker in the Offer and Sale of Securities by TVC OPUS I Drilling Program and Tri-Valley Corporation

Behrooz Sarafraz acted as an unregistered broker-dealer in violation of federal laws that govern broker-dealer registration, according to a complaint filed by the Securities and Exchange Commission (“SEC”). The Peiffer Rosca securities practice attorneys Alan Rosca and Joe Peiffer are investigating the matter. Sarafraz, between February 2002 and April 2010, participated in the offer and… Read more »