Craig Umphress Fined and Suspended Concerning Allegations Relating to His Involvement with Big Block Consulting Group

California stockbroker fraud attorney

Craig Alan Umphress, formerly associated with ING America Equities, Inc., was fined and suspended from the securities industry by the Financial Industry Regulatory Authority (“FINRA”) in connection with allegations that he conducted an insurance business, Big Block Consulting Group, Inc., and failed to disclose his outside business activities to ING. From May 2007 to July… Read more »