Brian Scott Exford—Private Securities Transactions Allegations, Failure to Comply with FINRA Investigation

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Brian Scott Exford, While Associated with IBN Financial, Allegedly Engaged in Private Securities Transactions Brian Scott Exford, while associated with IBN Financial, allegedly engaged in a private securities transaction, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC). Exford, who was registered as an Investment Company Products and Variable Contracts Representative with… Read more »