Brian James Egan—Failure to Disclose to Independent Financial Group, LLC that He Held Trading Authority

Brian James Egan Allegedly Failed to Disclose to Independent Financial Group, LLC that He Maintained Trading Authority in a Total of 87 Brokerage Accounts for Himself and Over 60 Customers Brian James Egan allegedly failed to disclose to Independent Financial Group, LLC that he maintained and/or held trading authority in a total of 87 brokerage accounts for… Read more »

Brian James Egan—Failure to Disclose Trading Accounts

Brian James Egan Allegedly Failed to Disclose Trading Accounts He Had Apart from His Employer, Independent Financial Group Brian James Egan allegedly failed to disclose trading accounts he had apart from his employer, Independent Financial Group, according to recent FINRA Documents. Brian James Egan, from April 2010 to July 2015, allegedly failed to disclose 87… Read more »

Brian James Egan—Failure to Disclose Trading Accounts

Rochester stockbroker fraud attorney

Brian James Egan Allegedly Failed to Disclose Trading Accounts He Had Apart from His Employer, Independent Financial Group Brian James Egan allegedly failed to disclose trading accounts he had apart from his employer, Independent Financial Group, according to recent FINRA Documents. Brian James Egan, from April 2010 to July 2015, allegedly failed to disclose 87… Read more »