Brian Simmons Accused of Failing to Comply with Anti-Money Laundering Compliance Regulations After Transactions Involving Fibrocell Science Inc. Shares

Brian Simmons, formerly associated with John Carris Investments, was suspended from the securities industry by the Financial Industry Regulatory Authority (“FINRA”) in connection with allegations that Simmons failed to adequately establish and implement adequate anti-money laundering procedures, according to an order issued by FINRA. Simmons, from August 2010 through May 2011, failed to establish and… Read more »