Brian White Accused of Conducting Undisclosed Private Securities Transactions

Brian Michael White, formerly associated with AXA Advisors, LLC, engaged in an undisclosed outside business and conducted an undisclosed private securities transaction, according to a complaint filed by the Financial Industry Regulatory Authority’s Department of Enforcement. In August 2010, White and two other AXA registered representatives created SMW Ventures, LP with the purpose to provide… Read more »