Daniel Gregory Retzke—Selling Away, Failure to Comply with FINRA Investigation

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Daniel Gregory Retzke Allegedly Sold Away Shares While Working for Edward Jones Daniel Gregory Retzke allegedly solicited a loan from an Edward Jones customer, and sold private securities offerings away from his firm without prior approval or knowledge from Edward Jones, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC). In addition,… Read more »