Mark Talley Barred from the Securities Industry

Mark R Talley has been barred from associating with any securities broker-dealer firm following allegations by the securities regulators that he provided false information to a customer and provided false answers to FINRA and failing to appear for testimony. Talley consented to the sanctions, without denying or admitting the allegations in the regulators’ complaint against… Read more »

Florelena Cortez Sanctioned by Regulators

Florelena Cortez was sanctioned by the securities regulators in connection with her alleged solicitation of four customers to invest in securities that were not approved by her employer. Cortez was suspended from associating with any securities broker-dealer firm as a result of her alleged wrongdoing. She consented to the sanctions and did not deny or… Read more »

Jeffrey Wilson, Imperial Petroleum’s CEO, Accused of Misconduct in Connection with E-Biofuels

Jeffrey Wilson, CEO of Imperial Petroleum Inc. signed an annual report in 2011 showing company revenues ballooning to $110 million from the previous year’s $5.7 million, according to allegations by Federal Prosecutors. According to Wilson this growth was caused by the buy-out of E-Biofuels LLC. E-Biofuels reportedly accounted for 99.6 percent of Imperial’s revenue. This… Read more »