Securities Regulators Uphold Shlomi S. Eplboim’s Ban from the Securities Industry Relating to an Investigation Involving Eplboim’s Outside Business Activites

Shlomi S. Eplboim, formerly registered with Brookstone Securities, Inc., was barred from the securities industry by the Financial Industry Regulatory Authority (“FINRA”) in connection with allegations that he failed to produce documents in accordance with an investigation conducted by FINRA that was examining Eplboim’s outside business activities. Eplboim’s ban from the securities industry was upheld… Read more »