Cantella & Co. Charged Customers Steep Commissions, FINRA Alleges

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Cantella & Co., of Boston, Massachusetts, charged its customers excessive commissions on approximately 1,270 equity transactions, and 99 options transactions, a FINRA Letter of Acceptance, Waiver and Consent (AWC) alleges. In addition, from January 2006 through September 2011, whilst Cantella & Co., which currently employs approximately 210 registered representatives, charged its customers excessive commissions ranging… Read more »