David Patrick Thomas Sanctioned by Securities Regulators for Chadbourn Partners Alleged Sales

David Patrick Thomas, an investment adviser with SII Investments, Inc., was sanctioned by securities regulators as a result of his relationship with Chadbourn Partners, LLC. The Washington Department of Financial Institutions fined Thomas $40,000 and intends to deny Thomas’ future securities registration applications. David Patrick Thomas offered and sold unregistered securities in the form of… Read more »

Michael Mendenhall Accused of Investment Fraud

Colorado investment professional Michael Mendenhall has been accused of recruiting investors to a fraudulent investment program organized by its Chadbourn Partners LLC. Chadbourn allegedly sought investments from unsophisticated and elderly Colorado investors but failed to disclose to them material information regarding their investments according to a statement released by the Colorado Securities Commission. Chadbourn Partners… Read more »

Chadbourn Partners, Daniel Murphy and Henry Wiggins Investigated by Securities Lawyers

Chadbourn Partners and its operators, Daniel R. Murphy and Henry Dyer Wiggins, Jr., are being investigated by the Peiffer Rosca securities attorneys in connection with the regulatory action filed against them by the Colorado Securities Commissioner for allegedly offering and selling unregistered securities and violating the anti-fraud provisions of the Colorado Securities Act. Chadbourn, Murphy, and Wiggins raised approximately $879,000 from the… Read more »