Charles Robert Cobb–Private Securities Transactions without Providing Prior Notice

Charles Robert Cobb Allegedly Participated in Five Private Securities Transactions Totalling $486,168 in Sales, without Having Provided Prior Notice Charles Robert Cobb, between 2007 and 2008, allegedly participated in five private securities transactions totaling $486,168 in sales, without providing prior notice to Madison Avenue Securities, Inc., according to a Complaint from FINRA’s Department of Enforcement… Read more »