Rasheed Adams—Excessive Trading and Churning

Rasheed Adams Allegedly Engaged in Unsuitable and Excessive Trading and Churned Customer Accounts Rasheed Adam, between July 1, 2013 and June 30, 2014, and while associated with CISC, allegedly engaged in unsuitable excessive trading and churning in two of his customers’ accounts, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC). What… Read more »