
George Mina Zaki, formerly associated with Merrill Lynch, was sanctioned by the Financial Industry Regulatory Authority (“FINRA”) in connection with allegations that Zaki exercised discretionary power in non-discretionary accounts. The Peiffer Rosca securities practice attorneys Jason Kane and Joe Peiffer are investigating the matter. George Zaki Allegedly Executed Discretionary Trades in Accounts That Were Not… Read more »