George Zaki Fined and Suspended for Executing Discretionary Trades in Non-Discretionary Accounts

Cleveland stockbroker fraud lawyer

George Mina Zaki, formerly associated with Merrill Lynch, was sanctioned by the Financial Industry Regulatory Authority (“FINRA”) in connection with allegations that Zaki exercised discretionary power in non-discretionary accounts. The Peiffer Rosca securities practice attorneys Jason Kane and Joe Peiffer are investigating the matter. George Zaki Allegedly Executed Discretionary Trades in Accounts That Were Not… Read more »