Daniel Irvin McCourt—Private Securities Transactions without Proper Notice

Daniel Irvin McCourt, Surf City Coffee Entrepreneur, Allegedly Participated in Private Securities Transactions without First Providing Proper Prior Written Notice to his member firm, Foothill Securities, Inc. Daniel Irvin McCourt, in or around 1990, initiated a proper outside business activity, notifying his firm, Foothill Securities Inc. that he was starting Surf City Coffee, according to a… Read more »

Daniel McCourt Allegedly Engaged in Private Securities Transactions, Raised $1.3 Million from Eleven Customers

Rochester stockbroker fraud attorney

Daniel McCourt, while registered with a FINRA member firm, allegedly participated in private securities transactions without providing prior written notice to his member firm, Foothill Securities, Inc. (Foothill), according to a complaint filed by FINRA’s Department of Enforcement. FINRA’s Department of Enforcement further alleges that McCourt also provided false information and falsified documents to a… Read more »