David Michael Miller— Unsuitable Recommendations Regarding Investment Trusts

investment fraud attorney Cleveland

David Michael Miller Allegedly Made Unsuitable Recommendations Regarding Investment Trusts David Michael Miller, a broker with Huntington National Bank in Columbus, Ohio, allegedly recommended 140 unit investment trust purchases which totaled more than $5.3 million in 129 customer accounts, according to a Complaint from FINRA’s Department of Enforcement currently under review by attorneys Joe Peiffer… Read more »

David Michael Miller Accused of Recommending and Selling Unsuitable Investments in Unit Investment Trusts (UIT’s)

David Michael Miller Allegedly Lacked a Reasonable Basis for Recommending UIT Investments David Michael Miller allegedly recommended 141 UIT purchases between August 2012 and May 2013, totaling approximately $5.4 million in 129 customer accounts, according to the complaint filed by the Financial Regulatory Authority’s (FINRA) Department of Enforcement, and currently under review by the investment… Read more »