Edward Keith Roos— Outside Business Activity

Edward Keith Roos Allegedly Engaged in Outside Business Activity Edward Keith Roos, who was registerd at LPL Financial, allegedly engaged in outside business activity, according to a FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Jason Kane and Joe Peiffer. Edward Keith Roos, from at least April 2009 through April… Read more »