Peggy Ann Fulford—Investment Fraud

Rochester stockbroker fraud attorney

Peggy Ann Fulford Allegedly Operated a Multi-million Financial Scheme Targeting Former Athletes Such as Ricky Williams Peggy Ann Fulford, 58, a former Houston resident and now living in New Orleans, allegedly operated a multi-million financial scheme which targeted former athletes such as Ricky Williams, according to an Indictment from the U.S. Attorney’s Office Southern District… Read more »

Donald Watkins & Watkins Pencor LLC and Masada Resource Group LLC — Investment Fraud Charges Regarding Waste-to-Energy Ventures

California stockbroker fraud attorney

Donald Watkins, a Well-known Alabama Attorney, Allegedly Defrauded Professional Athletes and Assorted Investors Claiming to Use Funds to Foster Waste-to-Energy Ventures Donald Watkins and his Watkins Pencor LLC and Masada Resource Group LLC allegedly orchestrated a multi-million dollar investment luring pro athletes and other investors to put their hard-earned cash to foster purported waste-to-energy ventures,… Read more »

Landon L. Williams— False and Misleading Statements to Customers and Material Omissions

Rochester stockbroker fraud attorney

Landon L. Williams Allegedly Recommended Certain Securities Transactions and Made False and Misleading Statements, and/or Omitted Material Information Regarding Said Securities Landon L. Williams allegedly participated in a telephone conversation with five separate customers wherein he recommended certain securities transactions, according to a Complaint from FINRA’s Department of Enforcement currently under review by attorneys Alan Rosca and… Read more »

Michael Lavolpe— Unsuitable Activity in a Customer’s Account

investment fraud attorney Cleveland

Michael Lavolpe Allegedly Engaged in Unsuitable Activity in a Customer’s Account Michael Lavolpe allegedly engaged in unsuitable activity in a customer’s account, according to a recent Complaint from FINRA’s Department of Enforcement currently under review by attorneys Alan Rosca and James Booker. Michael Lavolpe, who allegedly is facing 6 other customer disputes of which 5… Read more »

Jean Walsh-Josephson—Misappropriation of Funds

investment fraud attorney Cleveland

Jean Walsh-Josephson, 56 and of Oshkosh, Wisconsin, Allegedly Misappropriated $4 million from Elderly Clients over the Past 10 Years Jean Walsh-Josephson, 56 and of Oshkosh, Wisconsin, allegedly misappropriated $4 million from elderly clients over the past 10 years, according to Documents from the Wisconsin Office of the Commissioner of Insurance currently under review by attorneys… Read more »

Stephen Silver– Private Securities Transactions

Stephen Silver Allegedly Participated in Private Securities Transactions by Facilitating the Sale of Shares of an Australian Gold Mining Company to a Singapore-based Gold Company Stephen Silver allegedly participated in two private securities transactions, according to a Complaint from FINRA’s Department of Enforcement currently under review by attorneys Alan Rosca and James Booker. Silver’s alleged… Read more »

William Bucci—Investment Fraud

investment fraud attorney Cleveland

William Bucci Allegedly Made False Representations to Several Brokerage Clients that he was Initiating High End Italian Olive Oil and Wine Import Business; Clients and Investors Allegedly Sank $1,284,000 into the Purported Scheme William Bucci, beginning as early as 2004, allegedly made false representations to several brokerage clients that he was opening a business an… Read more »

Jonathan Glenn Freeland– Misappropriated Funds from a Non-registered Investment Advisory Firm

Jonathan Glenn Freeland Allegedly Misappropriated Funds from a Non-registered Investment Advisory Firm Jonathan Glenn Freeland, formerly of the M&A Group, LLC, allegedly misappropriated funds from a non-registered investment advisory firm, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and Joe Peiffer. Jonathan Glenn Freeland,… Read more »

Jacob Lerman – Forged Customer Signatures and Inaccurate Statements to FINRA

Jacob Lerman Allegedly Forged Customer Signatures and Provided Inaccurate Statements to FINRA Jacob Lerman, formerly a registered representative for Univest Investments, Inc. (“Univest”) consented, without admitting or denying the allegations, to findings that he engaged in “signing a client’s name to a product sponsor application without the knowledge or consent of the client,” according to Financial… Read more »

Christopher F. Brogdon – Investment Fraud Charges

Christopher Brogdon Allegedly Engaged in Investment Fraud, Raised Approximately $190 Million Through Bond Offerings but Misused Investor Funds, SEC Charges Christopher F. Brogdon, an Atlanta-based businessman, allegedly orchestrated a purported $190 Million investment scheme wherein he siphoned cash in order to purchase and renovate senior living facilities, according to recent documents from the SEC currently… Read more »