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Stephen S. Brown and James P. Goetz, Two Former Stars at Merrill Lynch Wealth’s Private Banking Unit, Allegedly Engaged in Private Securities Transactions and Engaged in an Outside Business Activity Stephen Brown and James Goetz, a pair of former big producers at Merrill Lynch Wealth’s private banking unit allegedly took part in private securities transactions and an… Read more »
The law firm of Peiffer Wolf Abdullah Carr & Kane LLP has opened an investigation into The Brown Group, an investment advisory group whose principals were formerly affiliated with Merrill Lynch. Public records indicate that Stephen Brown and James Goetz were accused of advising clients to invest outside of Merrill Lynch into a private hedge… Read more »