Jeffrey Scott Davis Barred From Securities Industry in Connection with Converting Customers’ Funds

Jeffrey Scott Davis is barred from the securities industry. Davis accepted the sanctions without denying or admitting the factual findings made by the Financial Industry Regulatory Authority (FINRA). Davis converted $116,976.69 from brokerage accounts of his firm’s customers for his personal use and benefit, according to FINRA. Davis effected 71 unauthorized electronic payments totaling $116,976.69… Read more »