Jeffrey L. Rittberger—Recommendation of UITs without Reasonable Basis for Believing They Were Suitable Investments

Jeffrey L. Rittberger Allegedly Participated in the Recommendation of UIT Purchases without Reasonable Basis for Such Investments as Suitable for Investors Jeffrey L. Rittberger allegedly participated in the recommendation of purchases of municipal unit investment trusts (UITs) totaling approximately $198,000 to five customers, according to a recent FINRA Letter of Acceptance, Waiver and Consent currently… Read more »