Jim Jinkook Seol— Outside Business Activities and Participated in Private Securities Transactions

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Jim Jinkook Seol Allegedly Engaged in Outside Business Activities and Participated in Private Securities Transactions Jim Jinkook Seol, from September 21, 2011 through June 4, 2014, allegedly engaged in outside business activities and participated in private securities transactions without providing prior written notice to, or receiving written approval from Ameriprise Financial Services, Inc., according to… Read more »