Former LPL Rep Jon L. Cox Under Investigation for Alleged Unauthorized Outside Business Activity and Loans

Cleveland stockbroker fraud lawyer

Jon L. Cox, of Knoxville, Tennessee and formerly of LPL Financial, was terminated on January 22, 2014 for “violation of firm policy regarding outside business activities,” according to a recent Complaint from FINRA’s Department of Enforcement. Cox, first registered with LPL Financial in May of 2011, allegedly may have engaged in unauthorized outside business activities,… Read more »