Peiffer Wolf Investigating Bankrupt Biofuel Firm KiOR

The Peiffer Wolf investment rights lawyers are investigating a group of proprietors of the reportedly bankrupt biofuel firm KiOR. Said proprietors allegedly knew that KiOR had poor prospects for success, and they still knowingly misled the State of Mississippi into loaning their company $75 million, allegedly, according to records from Hinds County Circuit Court currently… Read more »

Former Waco Financial Planner Charles D. Jones Facing Federal Fraud Charges in Alleged $8 million ‘Ponzi-type Scheme’

A well-known former Waco financial adviser Charles D. Jones allegedly stole at least $8 million from his clients in a Ponzi-type investment scheme during the past decade, according to a federal complaint. The Peiffer Wolf investment rights lawyers are currently investigating Charles D. Jones, owner of Charles D. Jones Capital Management Inc., who has been… Read more »

Transamerica Fined and Censored for Allegedly Failing to Properly File U5 Termination Form of Sally Samaris

Rochester stockbroker fraud attorney

In November 2012, Transamerica reportedly filed an inaccurate Form U5 with FINRA on behalf of a former registered representative, Sally Samaris, which allegedly failed to disclose that Samaris had been charged with a felony, alleged conspiracy to commit theft (a scheme designed to defraud over 100 victims of hundreds of thousands of dollars in a… Read more »

Peiffer Wolf Investigating Staunton’s Kirsten Flynn Hawkins Who Admits to Allegedly Bilking Money from Investors

ohio stockbroker fraud attorneys

Have you invested with Staunton’s own Kirsten Flynn Hawkins? The Peiffer Wolf investment recovery lawyers are investigating Kirsten Flynn Hawkins, and her alleged scheme to defraud and obtain money though false representations and promises, and are preparing to take action on behalf of victimized investors. The Peiffer Wolf investment recovery lawyers would like to talk… Read more »

Christopher Anzalone Investigated by Securities Lawyers Following Allegations of Fraud

New Orleans Investment fraud attorneys

Christopher Anzalone is being investigated by the investor right lawyers at the Peiffer Wolf law firm, following investment fraud charges filed against him by the federal authorities. Anzalone, a California resident, and the co-founder of the Ft. Lauderdale firms Liberty International Financial Services and Liberty International Holding Corp., recently pleaded guilty to leading an alleged… Read more »

Keith Rode Allegedly Took Part in $60 Million Ponzi Scheme; Peiffer Wolf Investigating

The Peiffer  Wolf investment rights lawyers are currently investigating Keith Rode, 45 and formerly of Franklin, Wisconsin, after Rode reportedly pleaded guilty to one count of mail fraud in a California federal court case involving a $60 million fraud scheme. Rode, who now resides in Los Angeles, faced charges after sending a misleading investor statement… Read more »

New York’s Steven Canady Charged in Alleged $2 Million Ponzi Scheme

New York investor rights attorneys

Steven Canady, 42, and owner of Alliance Warburg Capital Management, was charged in New York Supreme Court on January 14 with allegedly bilking more than $2 million from four companies as part of an intricate Ponzi scheme, according to reports from Manhattan. Canady, who, between May of 2010 and June 2012, allegedly used the money… Read more »

Former CFS Rep Patrick Richard Harrison Allegedly Participated in Private Securities Transactions Without Prior Notice to CFS, Making Material Misstatements and Omissions to Investors

Investment fraud attorneys

Patrick Richard Harrison was barred by FINRA for allegedly engaging in private securities transactions and making misrepresentations to customers regarding said transactions, resulting in a $300k loss for the customers, according to a FINRA Letter of Acceptance, Waiver and Consent (AWC). As a result of the aforementioned alleged material misstatements and omissions to investors, Harrison,… Read more »

Marc W. Evans Fined for Allegedly Selling $3 Million of Global Safety Labs and Approximately $5 Million in Eleven Limited Partnerships

The Peiffer Wolf investment recovery lawyers are currently investigating Marc W. Evans, who, between October 1, 2006 and October 11, 2012, allegedly participated in private securities transactions for compensation without prior approval from his member firm, according to a FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Jason Kane and… Read more »

Framingham, Mass. Man Accused of Alleged $16M Scam

California stockbroker fraud attorney

The Peiffer Wolf investment recovery lawyers are currently looking into Daniel Thibeault, 40, and of Framingham, Massachusetts. At present, Thibeault stands accused of allegedly misappropriating at least $16 million belonging to an investment fund, according to a lawsuit filed by the SEC currently under review by attorneys Jason Kane and Joe Peiffer. What is more,… Read more »