Matthew Joel Levitt Allegedly Failed to Respond to a FINRA Investigation Regarding an Investigation Into Possible Violations of the Securities Rules

Matthew Joel Levitt Allegedly Failed to Respond to a FINRA Investigation Regarding an Investigation that He Had Violated Securities Rules Matthew Joel Levitt allegedly failed to respond to a FINRA investigation regarding whether he violated securities rules and regulations, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC). The AWC notes that… Read more »