Oskar Kowalski—Refusal to Provide Documents and Information during the Course of an Investigation into Potential Sales Violations

Oskar Kowalski Allegedly Refused to Provide Documents and Information during the Course of an Investigation into Potential Sales Practice Violations Oskar Kowalski allegedly refused to provide documents and information during the course of an investigation into potential sales practice violations, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC). Oskar R. Kowalski was… Read more »